Nate Schlotthauer

Financial Advisor

Nate Schlotthauer is an Investment Advisor offering securities and investment advisory services through Cetera Advisor Networks. Nate views his role as a partner and educator in the financial planning process. He works with clients to identify their financial needs and then educates them on investment options. Ultimately, Nate guides clients to well-informed decisions that help them pursue financial security for life. Nate works with individuals, families and businesses to create financial plans. He has 16 years of experience in the financial industry.

Nate graduated with a bachelor's degree from the University of Wisconsin-Madison in 2003. He and his wife, Amy, have two young children. He enjoys travel, watching and playing sports and chasing after his children.

Nate treats each client as he would a family member. It's important to him that clients receive accurate information to make educated decisions. As a bank employee, Nate doesn't have to worry about commission, so he has the freedom to advise people on strategies that are most beneficial to them regardless of what it pays the broker.

Professional Awards & Licensing

  • Recognized in Milwaukee Magazine, Five Star Wealth Manager Award, 2014- 2021**
  • Top 5 Producer in the Lillard OSJ Group, 2013-2021*
  • FINRA Series 7 and Series 66, State of Wisconsin Life and Health Licenses

*This recognition does not guarentee future investment success and should not be considered an endorsement of the advisor by any client.

**The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria -required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively registered as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not: A. Been subject to a regulatory action that resulted in a registration being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed
or denied complaints with any regulatory authority or Five Star Professional's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for
personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria -considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or nondiscretionary client assets administered; 9. Number of client households served; 10. Education
and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth managers. Award does not evaluate quality of services provided to clients. Working with a Five Star Wealth Manager does not ensure that a client or prospective client will experience a higher level of performance or results. The inclusion of a wealth manager on the Five Star Wealth Manager Award list should not be construed as an endorsement
of the wealth manager by any client nor are they representative of any one client's evaluation. The Five Star award is not indicative of the wealth manager's future performance. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star award and the research/selection methodology, go to Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client.


Community Involvement

  • Hartford Rotary Club, Member, 2005-Present, Board of Directors, 2008-2011
  • Rotary Foundation, Paul Harris Fellow, 2015
  • Downtown Hartford Revitalization Committee, Member, 2014-Present
  • Schauer Center Board of Trustees, Director, 2017-Present
  • Emmanuel Community United Methodist Church, Finance Committee Member, 2015-Present

Focus Areas

  • Wealth Strategies
  • Portfolio Reviews
  • Retirement Planning
  • 401(k) Plans
  • Pension Rollovers
  • College Savings
  • Insurance Planning
  • Stocks & Bonds
Phone 262-673-8926
Fax 262-670-3870